Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Kuperman is an active investment advisor representative with Steward Partners Investment Advisory, LLC. Roger has over 30 years of experience in the financial services industry. Roger is also a registered investment advisor in Florida, North Carolina, South Carolina and Texas. Roger has previously worked for Morgan Stanley, Wells Fargo Advisors, LLC, UBS Financial Services Inc. and CUNA Brokerage Services, Inc. Roger holds the Series 6, 7, 63, 65 and SIE licenses. Roger specializes in retirement planning, investment management, financial planning and estate planning. Roger is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/14/2022 - Present
Steward Partners Investment Advisory, LLC (Hendersonville NC)
SC
06/05/2015 - 11/29/2022
MORGAN STANLEY (Columbia SC)
SC
10/13/2004 - 06/10/2015
WELLS FARGO ADVISORS, LLC (COLUMBIA SC)
NJ
08/01/1997 - 10/14/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
08/14/1995 - 08/14/1997
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
IL
06/03/1993 - 08/07/1995
FOX & HENRY, INC. (BURR RIDGE IL)
NY
05/07/1992 - 04/07/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
05/07/1992 - 04/07/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 11/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/30/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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