Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Steven Furrer is a financial advisor with Yellow Cardinal Corporate Finance, LLC. Roger has been in the financial services industry since 2017. Roger holds the Series 62, 63 and 79TO licenses and has a Series SIE. Roger is registered in Illinois, Indiana, Kentucky, Nevada and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
01/04/2017 - Present
Yellow Cardinal Corporate Finance, LLC (Kettering OH)
BC
Issued 01/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2017
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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