Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Stephen Szczypien is a registered investment advisor representative with MML Investors Services, LLC. He is based in Houston, TX. Roger has been in the financial services industry since 2007. Prior to joining MML Investors Services, LLC, Roger worked for Wells Fargo Clearing Services, LLC, Chase Investment Services Corp., Park Avenue Securities LLC, Wells Fargo Advisors, LLC, and Wells Fargo Investments, LLC. Roger holds the Series 66, SIE, and Series 7 licenses. He is also registered to conduct business in several states, including Alabama, California, Colorado, Florida, Illinois, Kentucky, Louisiana, Missouri, New Jersey, New Mexico, New York, North Carolina, Texas, Utah, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TX
09/17/2021 - Present
MML Investors Services, LLC (HOUSTON TX)
TX
03/30/2012 - 09/22/2021
WELLS FARGO CLEARING SERVICES, LLC (LA PORTE TX)
TX
04/08/2010 - 03/30/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
09/23/2009 - 03/10/2010
PARK AVENUE SECURITIES LLC (HOUSTON TX)
TX
09/27/2007 - 09/18/2009
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
03/12/2007 - 09/11/2007
WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)
BOTH
Issued 04/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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