Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Augustyn is a financial professional with over 35 years of experience in the industry. Roger has a strong background in investment advising, specializing in working with individuals, corporations, and charitable organizations. Roger is currently registered as a Registered Investment Advisor with Osaic Advisory Services, LLC. Prior to this role, Roger was a Registered Representative with Securities America, Inc. for several years. Roger has a strong understanding of financial markets and investment strategies, and he is committed to providing clients with personalized advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
11/08/2024 - Present
Osaic Advisory Services, LLC (ATLANTA GA)
NE
09/26/2016 - 06/14/2024
SECURITIES AMERICA, INC. (OMAHA NE)
NE
09/01/2016 - 09/26/2016
SUMMIT BROKERAGE SERVICES, INC. (OMAHA NE)
NE
01/10/2011 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (OMAHA NE)
NE
07/12/2005 - 01/21/2011
NEW ENGLAND SECURITIES (OMAHA NE)
CO
12/08/2004 - 07/25/2005
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
CA
03/04/2004 - 01/03/2005
MORGAN PEABODY, INC. (SHERMAN OAKS CA)
WI
08/04/2003 - 10/13/2003
SII INVESTMENTS, INC. (APPLETON WI)
KS
01/04/1993 - 08/04/2003
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
CA
06/27/1991 - 12/31/1992
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
03/22/1988 - 07/16/1991
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
CO
10/20/1987 - 04/04/1988
PRIME FINANCIAL SECURITIES, INC. (DENVER CO)
NA
05/27/1987 - 10/23/1987
R.T. CALDWELL & CO., INCORPORATED
IA
Issued 01/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/26/1987
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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