Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Best is a financial advisor with over 29 years of experience in the financial services industry. Roger is currently registered with Citigroup Global Markets Inc. and has been with the firm since 2017. Prior to joining Citigroup Global Markets Inc., Roger worked at Fidelity Brokerage Services LLC and Gilford Securities Incorporated. Roger has a wide range of experience in the financial services industry, including investment advisory, securities trading, and financial planning. Roger is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NY
08/13/2015 - 05/09/2017
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
NY
04/10/1997 - 07/31/2015
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
01/30/1996 - 10/04/1996
PRIME CHARTER LTD. (NEW YORK NY)
MO
10/27/1994 - 02/01/1996
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
07/31/1993 - 09/22/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
04/08/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/11/1992 - 03/05/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 09/20/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/11/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/06/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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