Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Best is a financial advisor with over 29 years of experience in the industry. Roger is a registered representative of Citigroup Global Markets Inc. and also a registered investment advisor. Roger has a wide range of experience, including working for firms like Lehman Brothers Inc. and A.G. Edwards & Sons. Roger has a strong track record of success in the financial industry, having worked with a variety of clients, including individuals, corporations, and institutions. Roger is committed to providing his clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NY
08/13/2015 - 05/09/2017
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
NY
04/10/1997 - 07/31/2015
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
01/30/1996 - 10/04/1996
PRIME CHARTER LTD. (NEW YORK NY)
MO
10/27/1994 - 02/01/1996
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
07/31/1993 - 09/22/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
04/08/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/11/1992 - 03/05/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 9/20/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/13/2001
Series 24 - General Securities Principal Examination
BC
Issued 1/11/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/6/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 9/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
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Nasdaq BX, Inc.
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Nasdaq ISE, LLC
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Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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