Unclaimed
Roger Ziegelbauer is a financial professional with over 28 years of experience in the industry. Roger is currently registered with Farmers Financial Solutions, LLC and holds Series 6, Series 63 and SIE licenses. Roger is also licensed in Wisconsin. Roger previously worked at Woodbury Financial Services, Inc. Roger has been working with clients in the Grafton, Wisconsin area for many years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
05/11/2001 - Present
Farmers Financial Solutions, LLC (GRAFTON WI)
MN
09/12/1994 - 06/08/2001
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BC
Issued 09/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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