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Roger Scott McDowell

Nylife Securities LLC

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About Roger Scott McDowell

Roger McDowell is a financial professional with over 26 years of experience in the securities industry. Roger is currently registered with Nylife Securities LLC and holds Series 6, Series 63, and SIE licenses. Roger has been active in the financial services industry since March 26, 1996. Roger McDowell is currently licensed in Arizona, Nevada, Oregon, Texas and Washington.

Firm Information

Roger McDowell is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roger McDowell’s Registration & Firm History

WA

03/27/1996 - Present

Nylife Securities LLC (RICHLAND WA)

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Licenses & Designations

BC

Issued 03/26/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roger Scott McDowell.
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