Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Sanchez Wiltse is a financial advisor at LPL Financial LLC. Roger has been in the industry for 17 years and is registered with the state of South Carolina. He is a licensed investment advisor representative (IAR) and holds a Series 66 license. He is also a principal with a Series 53, Series 4 and Series 24 licenses. Roger has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. He has a strong understanding of the financial markets and provides comprehensive financial planning services, including investment management, retirement planning, and estate planning. In addition to his work at LPL Financial LLC, Roger is also a football official.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
09/26/2016 - Present
LPL Financial LLC (FORT MILL SC)
NC
06/19/2009 - 09/19/2011
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
08/13/2008 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
01/16/2006 - 07/14/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
BOTH
Issued 07/07/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/31/2007
Series 4 - Registered Options Principal Examination
BC
Issued 03/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Roger Wiltse is the right advisor for you? Invested Better is here to help.
