Unclaimed
Roger Samuel Barnes is an investment advisor representative with Osaic Wealth, Inc. based in Huntsville, Alabama. Roger has been in the financial services industry since 1984 and is registered with the state of Alabama. Roger is also licensed to sell insurance, including accident and health insurance, disability insurance, fixed annuities, indexed annuities, long-term care insurance, and traditional life insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
01/24/2025 - Present
Osaic Wealth, Inc. (HUNTSVILLE AL)
IN
05/27/1994 - 04/01/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
CT
04/16/1984 - 05/31/1994
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
BC
Issued 07/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/13/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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