Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger S. Grossman is a licensed securities professional with over 10 years of experience in the financial services industry. Roger is currently registered with J.p. Morgan Securities LLC and holds Series 6, 63, SIE and 6TO licenses. Roger has a proven track record of providing financial advice to individual and institutional clients. Roger has experience working with clients in a variety of sectors including insurance companies, charitable organizations, high net worth individuals, pension and profit sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/12/2021 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/03/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
06/25/2009 - 03/21/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
09/26/2005 - 06/25/2009
METLIFE SECURITIES INC. (MELVILLE NY)
NY
09/26/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (MELVILLE NY)
BC
Issued 12/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/12/2021
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Roger Grossman is the right advisor for you? Invested Better is here to help.
