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Roger Romero Szendrey

U.s. Bancorp Advisors, LLC

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About Roger Romero Szendrey

Roger Szendrey is a financial advisor with U.S. Bancorp Advisors, LLC. Roger has been working in the financial industry since 1997 and has a variety of experience in the field. Roger is licensed to provide investment advice in Arizona, California, Florida, Nevada, Oregon, and Texas. Roger specializes in Retirement Planning, College Savings, and Estate Planning.

Firm Information

Roger Szendrey is currently registered with U.s. Bancorp Advisors, LLC. U.S. Bancorp Advisors, LLC, is a Limited Liability Company registered with the SEC and in all 50 states, as well as the Virgin Islands. Formed in 2004, the firm provides portfolio management services for individuals, businesses, and investment companies, and offers a wrap fee program. They also assist clients with the selection of other advisors. The firm currently manages over $1.38 billion in regulatory assets under management.
U.s. Bancorp Advisors, LLC

800 N. BRAND BOULEVARD

GLENDALE, CA 91203

$1.39B

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roger Szendrey’s Registration & Firm History

CA

02/17/2021 - Present

U.s. Bancorp Advisors, LLC (ROLLING HILLS ESTATE CA)

CA

03/24/2006 - 01/09/2008

U.S. BANCORP INVESTMENTS, INC. (PACIFIC PALISADES CA)

MN

12/02/2002 - 03/27/2006

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

12/02/2002 - 03/27/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MO

06/29/2001 - 10/30/2002

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

NY

03/14/1997 - 06/20/2001

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

10/16/1996 - 02/24/1997

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/14/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/24/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roger Romero Szendrey.
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