Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Rivas Perez is an investment advisor registered with the state of California and other jurisdictions. Roger is a registered representative with Allstate Financial Services, LLC since February 1, 2002. Previously, Roger was registered with NYLIFE Securities Inc. from July 18, 1989 to September 16, 1993. Roger has passed the Series 6, SIE and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/01/2002 - Present
Allstate Financial Services, LLC (Merced CA)
NA
07/18/1989 - 09/16/1993
NYLIFE SECURITIES INC.
BC
Issued 02/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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