Unclaimed
Roger Raymundus De bree is a financial professional with over 25 years of experience in the investment industry. Roger is an Investment Advisor Representative currently registered with Tweedy, Browne Co. LLC. His previous experience includes working for TWEEDY, BROWNE COMPANY LLC, FORTIS SECURITIES INC. and ABN AMRO CHICAGO CORPORATION. Roger holds the Series 7, 16, 63, 65 and SIE licenses. Roger serves as Treasurer of Tweedy, Browne Fund Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NA
10/10/2014 - Present
Tweedy, Browne Co. LLC (LONDON )
CT
07/27/2000 - 10/06/2014
TWEEDY, BROWNE COMPANY LLC (STAMFORD CT)
NY
10/10/1997 - 07/21/2000
FORTIS SECURITIES INC. (NEW YORK NY)
CT
07/06/1992 - 04/16/1997
ABN AMRO CHICAGO CORPORATION (STAMFORD CT)
IA
Issued 09/18/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1995
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 07/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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