Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Raye Pearson is a financial advisor with over 45 years of experience in the industry. Roger is registered with Osaic Wealth, Inc. in Iowa and Illinois, and is also registered in several other states. Roger specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisors. Roger is also experienced in portfolio management for businesses and individuals. Roger has held previous positions with SAGEPOINT FINANCIAL, INC., NEXT FINANCIAL GROUP, INC., SUNAMERICA SECURITIES, INC., ANCHOR NATIONAL FINANCIAL SERVICES, INC., MUTUAL SERVICE CORPORATION, TRANSAMERICA FINANCIAL RESOURCES, INC., and GENERAL AMERICAN LIFE INSURANCE COMPANY. Roger holds the Series 63, Series 65, Series 7, and SIE licenses, and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
09/01/2023 - Present
Osaic Wealth, Inc. (BETTENDORF IA)
IA
08/24/2012 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (BETTENDORF IA)
IA
10/20/2003 - 08/28/2012
NEXT FINANCIAL GROUP, INC. (BETTENDORF IA)
AZ
05/19/1992 - 10/27/2003
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
03/04/1992 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
MA
09/03/1986 - 03/06/1992
MUTUAL SERVICE CORPORATION (BOSTON MA)
NA
03/19/1986 - 09/09/1986
TRANSAMERICA FINANCIAL RESOURCES, INC.
NA
07/03/1972 - 06/17/1981
GENERAL AMERICAN LIFE INSURANCE COMPANY
IA
Issued 03/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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