Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Grant Morgan is a financial advisor at J.P. Morgan Securities LLC. Roger has been in the industry since 1998 and has a wealth of experience providing financial advice. Roger is registered with the state of Texas to offer investment advisory services. Roger is also registered with FINRA and the state of Texas to offer securities products. Roger is committed to providing personalized financial advice to help clients achieve their financial goals. Roger specializes in providing financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2012 - Present
J.p. Morgan Securities LLC (EL PASO TX)
TX
09/17/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (EL PASO TX)
TX
11/18/2005 - 05/15/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (EL PASO TX)
IL
03/01/1999 - 11/18/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
11/24/1997 - 03/01/1999
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
MA
06/26/1997 - 12/01/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
NY
06/03/1996 - 03/12/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 6/7/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/6/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/14/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 5/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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