Unclaimed
Roger Soell is a financial professional with over 30 years of experience in the financial services industry. Roger is currently registered with Allstate Financial Services, LLC and has been with the firm since September 1999. Roger is licensed to conduct business in California and has a Series 6, Series 26, and Series 63 license. He is also a registered representative of Allstate Financial Services, LLC. Roger has been active in the industry since November 1987. Roger previously held a position with PRUCO Securities Corporation in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/29/1999 - Present
Allstate Financial Services, LLC (SALINAS CA)
NJ
12/13/1985 - 10/23/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 03/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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