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Roger Peter Soell

Allstate Financial Services, LLC

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About Roger Peter Soell

Roger Soell is a financial professional with over 30 years of experience in the financial services industry. Roger is currently registered with Allstate Financial Services, LLC and has been with the firm since September 1999. Roger is licensed to conduct business in California and has a Series 6, Series 26, and Series 63 license. He is also a registered representative of Allstate Financial Services, LLC. Roger has been active in the industry since November 1987. Roger previously held a position with PRUCO Securities Corporation in New Jersey.

Firm Information

Roger Soell is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roger Soell’s Registration & Firm History

CA

09/29/1999 - Present

Allstate Financial Services, LLC (SALINAS CA)

NJ

12/13/1985 - 10/23/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 03/26/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/1994

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Roger Peter Soell. Review regulatory record here.
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