Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Paul Smith is a registered representative at G1 Execution Services, LLC in Bala Cynwyd, PA. Roger has been in the securities industry since 2002 and holds the Series 7, Series 55, Series 57TO, and SIE licenses. Roger previously worked at Susquehanna Capital Group in Bala Cynwyd, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/22/2014 - Present
G1 Execution Services, LLC (bala cynwyd PA)
PA
01/31/2005 - 09/22/2014
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
PA
01/21/1999 - 11/19/2001
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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