Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Mai is an investment advisor representative and insurance agent. Roger has been in the securities industry since 2008 and has been affiliated with Horace Mann Investors, Inc. since 2020. Roger has previous experience at Prudential, BCG Securities and VALIC Financial Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Percentage of assets under third party investment management
1
2
IL
08/31/2020 - Present
Horace Mann Investors, Inc. (Lake Forest IL)
NJ
08/20/2020 - 08/31/2020
BCG SECURITIES, INC. (CHERRY HILL NJ)
IL
03/21/2019 - 08/14/2020
PRUCO SECURITIES, LLC. (Chicago IL)
IL
02/16/2010 - 11/20/2018
VALIC FINANCIAL ADVISORS, INC. (CHICAGO IL)
IL
06/04/2008 - 12/24/2009
AMERIPRISE FINANCIAL SERVICES, INC. (CHICAGO IL)
BOTH
Issued 06/16/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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