Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Patrick Donoghue is a financial advisor with Northwestern Mutual Investment Services, LLC. Roger has been in the industry since August 22, 2015. Roger is registered in 18 states and holds Series 63, SIE, and Series 7 licenses. Previously, Roger worked at STATE STREET GLOBAL MARKETS, LLC. Northwestern Mutual Investment Services, LLC is a financial advisory firm with offices in Milwaukee, WI and Wellesley, MA. The firm provides investment research, referrals to other advisors, and investment advisory services to a variety of clients, including individuals, businesses, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MA
05/08/2018 - Present
Northwestern Mutual Investment Services, LLC (WELLESLEY MA)
MA
04/22/2013 - 01/05/2016
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
BC
Issued 05/22/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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