Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Pacheco is a securities professional with over 30 years of experience in the industry. Roger's career has included a wide range of roles and responsibilities at firms such as MURIEL SIEBERT & CO., INC., MTS MARKETS INTERNATIONAL, INC., SECONDMARKET, INC., and XSHARES SECURITIES LLC. Roger is currently registered with Bonds.com LLC. Roger holds the Series 4, 7, 8, 9, 10, 14, 24, 52, 53, and 63 licenses. Roger's experience and knowledge make him a valuable asset to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/26/2019 - Present
Bonds.com LLC (NEW YORK NY)
NJ
12/03/2015 - 07/14/2017
MURIEL SIEBERT & CO., INC. (Jersey City NJ)
NY
08/02/2010 - 05/26/2015
MTS MARKETS INTERNATIONAL, INC. (NEW YORK NY)
NY
02/03/2009 - 12/23/2009
SECONDMARKET, INC. (NEW YORK NY)
NY
06/11/2008 - 11/19/2008
XSHARES SECURITIES LLC (NEW YORK NY)
PA
02/06/2006 - 06/18/2007
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NY
09/13/2004 - 05/17/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
08/29/2003 - 05/17/2005
AXA ADVISORS, LLC (NEW YORK NY)
CA
11/26/2001 - 08/25/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MA
11/16/2001 - 08/25/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/16/2001 - 08/25/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
08/14/1998 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
11/16/2001 - 11/16/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
11/05/1996 - 04/16/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/18/1992 - 11/11/1996
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
AZ
11/19/1989 - 09/23/1992
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
07/27/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
10/26/1984 - 06/07/1988
PAINEWEBBER INCORPORATED
BC
Issued 12/12/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/27/2017
Series 14 - Compliance Officer Examination
BC
Issued 10/09/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/19/1989
Series 4 - Registered Options Principal Examination
BC
Issued 08/21/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/07/1989
Series 24 - General Securities Principal Examination
BC
Issued 07/15/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/14/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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