Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileAdvisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/26/2019 - Present
Bonds.com LLC (NEW YORK NY)
NJ
12/03/2015 - 07/14/2017
MURIEL SIEBERT & CO., INC. (Jersey City NJ)
NY
08/02/2010 - 05/26/2015
MTS MARKETS INTERNATIONAL, INC. (NEW YORK NY)
NY
02/03/2009 - 12/23/2009
SECONDMARKET, INC. (NEW YORK NY)
NY
06/11/2008 - 11/19/2008
XSHARES SECURITIES LLC (NEW YORK NY)
PA
02/06/2006 - 06/18/2007
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NY
09/13/2004 - 05/17/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
08/29/2003 - 05/17/2005
AXA ADVISORS, LLC (NEW YORK NY)
CA
11/26/2001 - 08/25/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MA
11/16/2001 - 08/25/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/16/2001 - 08/25/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
08/14/1998 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
11/16/2001 - 11/16/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
11/05/1996 - 04/16/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/18/1992 - 11/11/1996
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
AZ
11/19/1989 - 09/23/1992
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
07/27/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
10/26/1984 - 06/07/1988
PAINEWEBBER INCORPORATED
BC
Issued 12/12/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/27/2017
Series 14 - Compliance Officer Examination
BC
Issued 10/9/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 9/19/1989
Series 4 - Registered Options Principal Examination
BC
Issued 8/21/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 7/7/1989
Series 24 - General Securities Principal Examination
BC
Issued 7/15/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 7/14/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Roger Pacheco is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
