Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Paradiso is a financial advisor with over 30 years of experience in the industry. Roger currently works with O'Shaughnessy Asset Management, LLC. Roger specializes in providing investment advice to high-net-worth individuals, corporations, and pooled investment vehicles. In the past, Roger has worked with several other financial institutions, including Morgan Stanley, Citigroup Global Markets Inc., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Assets under advisement (for uma)
1
2
CT
07/22/2022 - Present
O'Shaughnessy Asset Management, LLC (STAMFORD CT)
NY
06/01/2009 - 10/13/2015
MORGAN STANLEY (PURCHASE NY)
CT
04/01/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (STAMFORD CT)
CT
12/01/2005 - 04/09/2008
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
07/31/1993 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/24/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/18/1994
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/16/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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