Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Neil Walker is a financial advisor who has been in the industry since 2009. Roger is currently registered with Centaurus Financial, Inc. and is located in Union City, Tennessee. Roger also has a previous registration with FSC Securities Corporation, MML Investors Services, LLC and MetLife Securities Inc. Roger offers a variety of financial services, including financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
06/07/2018 - Present
Centaurus Financial, Inc. (Union City TN)
TN
10/01/2014 - 06/04/2018
FSC SECURITIES CORPORATION (MEMPHIS TN)
TN
04/12/2013 - 10/01/2014
MML INVESTORS SERVICES, LLC (MARTIN TN)
TN
10/06/2009 - 04/08/2013
METLIFE SECURITIES INC. (MARTIN TN)
IA
Issued 07/06/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/05/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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