Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Neil Klepper is a financial professional with over 16 years of experience in the industry. Roger is currently registered with Credit Agricole Securities (usa) Inc. in New York. Roger has a strong background in securities, holding licenses for Series 7, Series 24, Series 63 and SIE exams. Roger has been with Credit Agricole Securities (usa) Inc. since January 25, 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/25/2007 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
BC
Issued 10/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/19/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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