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Roger N. Begin

F L Putnam Investment Management Co.

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About Roger N. Begin

Roger N. Begin is a financial advisor with F L Putnam Investment Management Co. based in Providence, RI. Roger Begin has been in the financial services industry since 1994. Roger Begin is registered with the state of Rhode Island and holds the following licenses: Series 7, Series 63, and Series 66. Roger Begin is also a Certified Financial Planner. Roger Begin has been with F L Putnam Investment Management Co. since January 2019. Previously, Roger Begin was with BNY Mellon in Providence, RI.

Firm Information

Roger Begin is currently registered with F L Putnam Investment Management Co.. F L Putnam Investment Management Co. is a Registered Investment Advisor based in Lynnfield, MA. They provide financial planning, portfolio management for individuals, educational seminars, publication of periodicals, selection of other advisers, and other advisory services. They primarily manage assets for high-net-worth individuals, individuals other than high-net-worth, charitable organizations, corporations or other businesses, and pension and profit-sharing plans.
F L Putnam Investment Management Co.

6 KIMBALL LANE

LYNNFIELD, MA 01940

$6.17B

Assets Under Management

30

Total Clients

47

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio monitoring and consulting

Portfolio monitoring and consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Assets under advisement

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Roger Begin’s Registration & Firm History

RI

02/13/2019 - Present

F L Putnam Investment Management Co. (PROVIDENCE RI)

RI

10/20/2004 - 01/09/2007

BANC OF AMERICA INVESTMENT SERVICES, INC. (PROVIDENCE RI)

NY

09/27/2004 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

MA

06/16/1994 - 10/25/2002

FIS SECURITIES, INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 06/03/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/01/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/15/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Roger N. Begin.
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