Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Ramirez is a financial advisor with over 30 years of experience in the financial services industry. Roger has a broad range of experience, working with clients of all types and sizes. Roger is currently registered with SPC in Ohio and Texas. Roger has held previous registrations with a variety of firms including Raymond James & Associates, Inc., McDonald Investments Inc., Key Investments Inc., Society Investments, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Roger is a Series 63, 65, 7 and SIE licensed professional. Roger provides financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
01/07/2011 - Present
SPC (ANN ARBOR MI)
OH
10/13/2000 - 11/08/2007
RAYMOND JAMES & ASSOCIATES, INC. (CLEVELAND OH)
OH
05/14/1999 - 11/06/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
03/03/1995 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NA
04/15/1994 - 03/03/1995
SOCIETY INVESTMENTS, INC.
NY
12/06/1990 - 03/31/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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