Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Sloan is a financial professional with over 24 years of experience in the financial services industry. Roger is a Certified Financial Planner® professional. Roger is currently registered with Avantax Advisory Services and has been associated with them since May 2004. Prior to joining Avantax Advisory Services, Roger was associated with National Planning Corporation. Roger holds Series 7 and Series 63 securities licenses as well as a life insurance license. Roger has a strong background in financial planning, investment management, and insurance. Roger is dedicated to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
SC
07/27/2004 - Present
Avantax Advisory Services (DILLON SC)
CA
04/01/1999 - 08/31/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
GA
01/07/1999 - 04/09/1999
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
BC
Issued 02/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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