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Roger Mccartney Budd

Roger Budd Investment Management, LLC

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About Roger Mccartney Budd

Roger Budd is an investment advisor representative and principal with Roger Budd Investment Management, LLC based in Saint Simons Island, GA. Roger Budd is a registered investment advisor representative in Georgia. Roger Budd has been in the financial services industry for 11 years. Prior to joining Roger Budd Investment Management, LLC, Roger Budd was associated with Raymond James Financial Services, Inc., in St. Simons Island, GA and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Atlanta, GA. Roger Budd holds a Series 7, Series 66, and SIE securities licenses.

Firm Information

Roger Budd is currently registered with Roger Budd Investment Management, LLC. Roger Budd Investment Management, LLC is an investment advisor registered with the SEC. They provide financial planning and portfolio management services for individuals. They have 1 licensed agent and 2 investment advisor representatives. The firm does not have any regulatory assets under management.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roger Budd’s Registration & Firm History

GA

04/18/2023 - Present

Roger Budd Investment Management, LLC (SAINT SIMONS ISLAND GA)

GA

12/08/2016 - 10/09/2018

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. SIMONS ISLAND GA)

GA

12/22/2012 - 03/24/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 01/18/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Roger Mccartney Budd.
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