Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Hohol is a financial advisor with over 16 years of experience in the financial services industry. Roger is currently registered with Ameriprise Financial Services, LLC and has been with the firm since April 2014. Prior to joining Ameriprise, Roger worked at Genworth Financial Securities Corporation, Hochman & Baker Securities, Inc., and Trusted Securities Advisors Corp. Roger holds a Series 6, 7, 63, and 66 licenses and the SIE exam. Roger is also a licensed insurance agent in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
12/16/2014 - Present
Ameriprise Financial Services, LLC (SCHAUMBURG IL)
IL
06/30/2004 - 12/02/2006
GENWORTH FINANCIAL SECURITIES CORPORATION (SCHAUMBURG IL)
CT
07/08/2002 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
NY
09/27/1996 - 07/24/2002
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
BOTH
Issued 12/16/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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