Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Martin Franklin is a financial advisor who has been in the industry since 1965. Roger is currently registered with American Portfolios Financial Services, Inc. and has been with the firm since 2006. He is licensed in Connecticut, Florida, New Jersey, and New York. Prior to joining American Portfolios Financial Services, Inc., Roger was with Sandgrain Securities, Inc., Paragon Capital Markets, Gruntal & Co. Incorporated, and Reich & Co., Inc. Roger has a Series 7TO, SIE, PC, and Series 1 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/25/2006 - Present
American Portfolios Financial Services, Inc. (Garden City NY)
NY
02/08/1999 - 04/26/2006
SANDGRAIN SECURITIES, INC. (GARDEN CITY NY)
NJ
03/10/1997 - 12/22/1998
PARAGON CAPITAL MARKETS (EAST HANOVER NJ)
NY
12/18/1990 - 01/22/1997
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
10/30/1964 - 10/17/1990
REICH & CO., INC.
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1977
PC - AMEX Put and Call Exam
BC
Issued 01/18/1963
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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