Unclaimed
Roger Anderson is a financial advisor at Fidelity Brokerage Services LLC. Roger has been in the financial services industry for over 10 years and has experience working at several firms, including First Western Advisors and Waddell & Reed. Roger is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 53 states and jurisdictions. Roger's background and experience makes him a valuable resource for investors seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
09/06/2012 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
01/12/2012 - 08/28/2012
FIRST WESTERN ADVISORS (HOLLADAY UT)
UT
10/07/2010 - 10/05/2011
WADDELL & REED, INC. (COTTONWOOD HEIGHTS UT)
BOTH
Issued 12/22/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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