Unclaimed
Roger Lynn Rakes is a registered representative with Allstate Financial Services, LLC. Roger has been in the financial services industry for over 20 years, having started on March 20, 2001. Roger holds a Series 6 and Series 63 license. Currently, Roger is registered to conduct business in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
03/20/2001 - Present
Allstate Financial Services, LLC (SALEM VA)
BC
Issued 09/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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