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Roger Lynn Overby

Skyway Capital Markets, LLC

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About Roger Lynn Overby

Roger Lynn Overby is a financial professional with over 30 years of experience in the industry. He is currently registered with Skyway Capital Markets, LLC and has previously held positions with Stillpoint Capital, LLC, Skyway Advisors, LLC, International Assets Advisory, LLC, Dewaay Financial Network, LLC, GunnAllen Financial, Inc, Dean Witter Reynolds Inc., Prudential Securities Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Roger holds the Series 7, 79, and 63 licenses, in addition to the SIE exam and Series 65. He is licensed in several states including California, Florida, Georgia, and Texas.

Firm Information

Roger Overby is currently registered with Skyway Capital Markets, LLC. Skyway Capital Markets, LLC is a Limited Liability Company formed in September 2002. The firm is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roger Overby’s Registration & Firm History

FL

08/19/2016 - Present

Skyway Capital Markets, LLC (TAMPA FL)

FL

01/07/2015 - 08/19/2016

STILLPOINT CAPITAL, LLC (TAMPA FL)

FL

10/02/2013 - 01/07/2015

SKYWAY ADVISORS, LLC (TAMPA FL)

GA

10/26/2010 - 10/01/2013

INTERNATIONAL ASSETS ADVISORY, LLC (ATLANTA GA)

FL

01/06/2010 - 10/26/2010

DEWAAY FINANCIAL NETWORK, LLC (TAMPA FL)

FL

06/28/2005 - 12/24/2009

GUNNALLEN FINANCIAL, INC (TAMPA FL)

NY

02/07/2000 - 12/20/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

06/27/1997 - 02/14/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

02/22/1989 - 07/02/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/06/2006

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/17/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Roger Lynn Overby. Review regulatory record here.
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