Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Lynn Merrill is a financial advisor with Commonwealth Financial Network, located in Provo, UT. Roger has been in the financial services industry since 1974. Roger is also a Chartered Financial Consultant. Prior to joining Commonwealth Financial Network, Roger was associated with Northwestern Mutual Investment Services, LLC and Robert W. Baird & Co. Incorporated. Roger holds the following licenses: Series 1, Series 7, Series 39, Series 63, Series 65 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
10/05/2007 - Present
Commonwealth Financial Network (Roosevelt UT)
UT
10/05/2007 - 09/11/2019
COMMONWEALTH FINANCIAL NETWORK (PROVO UT)
UT
06/25/1987 - 10/08/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PROVO UT)
WI
07/14/1987 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
11/10/1986 - 07/01/1987
PLANNED INVESTMENTS INC.
NA
09/09/1986 - 10/27/1986
FUNDING CAPITAL INC.
NA
05/04/1984 - 09/17/1986
HALL SECURITIES CORPORATION
NA
01/02/1975 - 02/05/1985
NML EQUITY SERVICES, INC.
BOTH
Issued 08/08/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/1986
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1974
Series 1 - Registered Representative Examination
Active
Inactive
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