Unclaimed
Roger Lynn Francis is a financial professional with over 20 years of experience in the financial services industry. Roger is currently registered with Allstate Financial Services, LLC and holds Series 6, Series 63, and SIE licenses. Roger has been actively registered with the state of Colorado since September 2013 and has expanded his practice to include California and Washington. Roger is committed to providing personalized financial advice and services to help individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
09/10/2013 - Present
Allstate Financial Services, LLC (AURORA CO)
CO
05/30/2001 - 06/29/2012
ALLSTATE FINANCIAL SERVICES, LLC (AURORA CO)
BC
Issued 10/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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