Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Lowell Wilkie has over 30 years of experience in the financial services industry. Roger is currently registered with Stifel, Nicolaus & Company, Inc. Prior to joining Stifel, Nicolaus & Company, Inc. Roger worked with WELLS FARGO CLEARING SERVICES, LLC and BLUNT ELLIS & LOEWI INCORPORATED. Roger is a Registered Representative, an Investment Adviser Representative and holds a Series 4, Series 7, Series 12, Series 24, Series 41, Series 63, and Series 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
05/04/2021 - Present
Stifel, Nicolaus & Company, Inc. (OVERLAND PARK KS)
KS
09/04/1990 - 04/16/2021
WELLS FARGO CLEARING SERVICES, LLC (OVERLAND PARK KS)
NA
10/20/1983 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
01/02/1973 - 11/01/1983
B.C. CHRISTOPHER SECURITIES CO.
NA
07/24/1970 - 02/28/1973
F I DUPONT GLORE FORGAN & CO
IA
Issued 03/10/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/1983
Series 4 - Registered Options Principal Examination
BC
Issued 10/26/1983
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/19/1983
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1983
Series 41 - NYSE Allied Member Examination
BC
Issued 04/18/1966
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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