Unclaimed
Roger Lewis Hochstetler is a financial advisor at Edward Jones. Roger has been in the securities industry since 1985. Roger is registered with both FINRA and the state of Washington. Roger also holds the Series 6, 7, and 66 licenses, and the SIE exam. He is also a Chartered Financial Consultant. Roger is an active member of the financial community and is committed to helping his clients achieve their financial goals. He has experience working with individuals, families, and businesses. His practice is focused on providing financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
08/02/2017 - Present
Edward Jones (MOSES LAKE WA)
NA
10/31/1985 - 12/31/1989
FIRST AMERICAN NATIONAL SECURITIES, INC.
BOTH
Issued 06/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/30/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Roger Hochstetler is the right advisor for you? Invested Better is here to help.