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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Leslie Taylor is a financial advisor with over 30 years of experience in the financial services industry. Roger is currently registered with SPC in Colorado and Michigan. Roger has previously been associated with New England Securities in New York and Phoenix Equity Planning Corporation in Connecticut. Roger has passed the Series 6, 62, 63, 65 and SIE exams. Roger is a registered investment advisor and a broker-dealer. Roger's area of specialization includes pension consulting, portfolio management, and financial planning. Roger's firm, SPC, manages over $5 billion in assets and works with individuals, high net worth individuals, corporations, businesses, pension and profit sharing plans, charitable organizations and other clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
08/19/2003 - Present
SPC (ANN ARBOR MI)
NY
11/29/1990 - 08/11/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
CT
08/31/1988 - 11/30/1990
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IA
Issued 01/03/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2012
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 08/30/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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