Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Leon Handy has been in the financial services industry since December 12, 1998. Roger is currently registered with Cambridge Investment Research, Inc. and is located in Virginia Beach, Virginia. Roger's previous experience includes positions with LINCOLN FINANCIAL SECURITIES CORPORATION, 1ST GLOBAL CAPITAL CORP., CAP PRO BROKERAGE SERVICES, INC., and 1ST GLOBAL CAPITAL CORP. Roger has passed the Series 66, Series 7 and SIE exams. Roger is currently licensed in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
04/23/2021 - Present
Cambridge Investment Research, Inc. (Virginia Beach VA)
VA
01/07/2009 - 04/01/2021
LINCOLN FINANCIAL SECURITIES CORPORATION (VIRGINIA BEACH VA)
VA
01/18/2005 - 12/31/2008
1ST GLOBAL CAPITAL CORP. (VIRGINIA BEACH VA)
OH
12/17/2002 - 12/07/2004
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
TX
09/24/1998 - 12/04/2002
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
BOTH
Issued 10/16/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Roger Handy is the right advisor for you? Invested Better is here to help.
