Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Vandermus is a financial advisor with Northwestern Mutual Investment Services, LLC, a firm headquartered in Milwaukee, Wisconsin. Roger has been working in the financial industry since 1987 and has worked for two firms during his career. The advisor has been registered with FINRA since 1988. Roger has earned the Series 6, 7, 63 and 66 licenses and has held branch office locations in LA CROSSE, WI for Northwestern Mutual Investment Services, LLC. He specializes in offering investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WI
09/02/1987 - Present
Northwestern Mutual Investment Services, LLC (LA CROSSE WI)
WI
08/05/1988 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 01/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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