Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Harrington is an investment advisor with over 40 years of experience in the financial services industry. He is currently registered with Country Capital Management Co. in Bettendorf, Iowa. He is also registered in Illinois, Missouri and Wisconsin. Roger has held a Series 63, Series 26, Series 6TO, SIE, and Series 1. He previously worked with Equitrust Marketing Services, LLC in West Des Moines, Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
02/10/2005 - Present
Country Capital Management Co. (Bettendorf IA)
IA
04/16/1980 - 04/28/2004
EQUITRUST MARKETING SERVICES, LLC (WEST DES MOINES IA)
BC
Issued 09/20/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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