Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Gainer is a financial professional with over 30 years of experience in the industry. He is a Registered Investment Advisor (IA) with the state of California and holds the Series 6, Series 22, and Series 63 licenses. Roger is affiliated with Heckman Financial & Insurance Services, Inc., a firm that offers a range of financial planning and investment advisory services. Roger has a strong track record of providing personalized financial advice to individuals and families. He is dedicated to helping clients achieve their financial goals and is committed to providing exceptional customer service. Roger has a strong understanding of the insurance and annuity markets and can help clients find the right coverage to meet their needs. He is also a skilled portfolio manager and can assist clients with developing and managing their investment portfolios.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/01/2025 - Present
Heckman Financial & Insurance Services, Inc. (SAN JOSE CA)
CA
11/19/2008 - 03/20/2009
FIRST MIDWEST SECURITIES, INC. (MILL VALLEY CA)
CA
05/13/2005 - 11/06/2008
THE O.N. EQUITY SALES COMPANY (MILL VALLEY CA)
NY
02/27/1989 - 06/10/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 08/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/24/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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