Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Lee Ford is a financial advisor who has been in the industry since 1987. Roger is currently registered with AE Wealth Management, LLC and has branch offices in Harrison, OH; Ft. Thomas, KY; Lawrenceburg, IN; and Ft. Mitchell, KY. Roger previously worked at G.F. Investment Services, LLC; ProEquities, Inc.; USA Financial Securities Corporation; InterSecurities, Inc.; and Advantage Capital Corporation. Roger is licensed to provide investment advice and sell securities in several states. He has also worked in a variety of other businesses, including rental property management, accounting and tax services, and farming. Roger is committed to providing his clients with the highest level of service and personalized attention.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
12/06/2022 - Present
AE Wealth Management, LLC (Harrison OH)
OH
03/18/2011 - 05/05/2017
G.F. INVESTMENT SERVICES, LLC (HARRISON OH)
OH
08/14/2003 - 03/23/2011
PROEQUITIES, INC. (HARRISON OH)
MI
06/27/2001 - 08/15/2003
USA FINANCIAL SECURITIES CORPORATION (ADA MI)
FL
07/11/2000 - 06/28/2001
INTERSECURITIES, INC. (ST. PETERSBURG FL)
AL
09/25/1998 - 07/14/2000
PROEQUITIES, INC. (BIRMINGHAM AL)
GA
04/05/1990 - 09/25/1998
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
GA
02/23/1987 - 03/20/1990
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 10/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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