Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Dailey is a financial advisor who has been in the industry since 1996. Roger is currently registered with Osaic Wealth, Inc. in several states and has a proven track record of providing financial advice to individuals, families, and businesses. Roger has experience in financial planning, portfolio management, and pension consulting. Roger is committed to providing personalized financial advice and guidance to help clients achieve their financial goals. Roger's previous experience includes positions with SCF SECURITIES, INC., AXA ADVISORS, LLC, and WOODBURY FINANCIAL SERVICES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
09/26/2024 - Present
Osaic Wealth, Inc. (CENTENNIAL CO)
CO
08/01/2017 - 06/03/2021
SCF SECURITIES, INC. (CENTENNIAL CO)
CA
01/08/2015 - 09/23/2016
SCF SECURITIES, INC. (SAN DIEGO CA)
CO
01/15/2010 - 01/08/2015
AXA ADVISORS, LLC (HIGHLANDS RANCH CO)
CO
01/03/2002 - 01/26/2010
WOODBURY FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CT
09/15/1997 - 01/22/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NM
09/03/1996 - 10/08/1997
HAMILTON FAIRCHILD SECURITIES CORPORATION (ALBUQUERQUE NM)
IA
Issued 12/15/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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