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Roger Lee Coate

American Investors Co.

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About Roger Lee Coate

Roger Lee Coate is a financial professional with over 40 years of experience in the industry. Roger is currently registered with American Investors Co. and holds several licenses and certifications, including Series 7, Series 24, Series 63, and SIE. Roger has a strong track record of providing financial advice and investment management services to a wide range of clients, including individuals, businesses, and institutions. Roger specializes in providing financial planning, portfolio management, and investment advice.

Firm Information

Roger Coate is currently registered with American Investors Co.. American Investors Co. is a California-based corporation that has been in operation since 1973. The firm provides financial planning, portfolio management services for businesses and individuals, and selects other advisors for clients. They are registered with the SEC and in 40 states. They manage over $616 million in assets for a variety of clients including high-net-worth individuals, corporations, and charitable organizations. The firm has over 80 employees, including 20 licensed agents, 30 investment adviser representatives, and 32 registered representatives. They have been involved in 3 regulatory events and 2 arbitrations.
American Investors Co.

12667 ALCOSTA BLVD., SUITE 160

SAN RAMON, CA 94583

$616.90M

Assets Under Management

18

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roger Coate’s Registration & Firm History

CA

07/08/1987 - Present

American Investors Co. (UKIAH CA)

NA

10/28/1980 - 07/15/1987

FINANCIAL PLANNERS EQUITY CORPORATION

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Licenses & Designations

BC

Issued 01/15/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/1982

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roger Lee Coate.
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