Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Berger is a financial professional with over 20 years of experience in the financial services industry. Roger has a Series 6, 7, and 63 license and holds the Chartered Financial Consultant designation. Roger is currently registered with LPL Financial LLC in Pennsylvania. Roger has worked at LPL Financial since 2017, and has previously worked at Nationwide Securities, LLC and Thrivent Investment Management Inc. Roger primarily works with high-net-worth individuals and families. Roger provides comprehensive financial planning services to individuals and families, including retirement planning, college savings planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
03/16/2018 - Present
LPL Financial LLC (LEHIGHTON PA)
PA
04/07/2004 - 12/21/2017
NATIONWIDE SECURITIES, LLC (SCIOTA PA)
MN
07/01/2002 - 03/09/2004
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
07/27/1999 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BC
Issued 09/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Roger Berger is the right advisor for you? Invested Better is here to help.
