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Roger Lee Anderson

KEY Investment Services LLC

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About Roger Lee Anderson

Roger Anderson is an investment advisor representative registered with Key Investment Services LLC. Roger has been in the securities industry since January 31, 2002 and is currently licensed to sell securities in 28 states. Roger previously worked at LPL FINANCIAL LLC and HSBC SECURITIES (USA) INC. Prior to that Roger worked at HSBC BROKERAGE (USA) INC. and AXA ADVISORS, LLC. Roger holds the Series 66, Series 10, Series 9, SIE, and Series 7 licenses.

Firm Information

Roger Anderson is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roger Anderson’s Registration & Firm History

NY

03/26/2021 - Present

KEY Investment Services LLC (ROCHESTER NY)

NY

05/15/2012 - 09/21/2016

LPL FINANCIAL LLC (ROCHESTER NY)

NY

01/01/2005 - 05/15/2012

HSBC SECURITIES (USA) INC. (ROCHESTER NY)

NY

07/28/2004 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NY

07/18/2001 - 01/12/2004

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/06/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/28/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/29/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Roger Lee Anderson. Review regulatory record here.
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