Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Lawrence Pierce is an active investment advisor representative at Farther Finance Advisors in Denver, CO. Roger has been a registered investment advisor representative since 1995 and has worked in the financial services industry for over 20 years. Roger is licensed to provide investment advice in Colorado and Texas. Roger has experience providing financial planning and portfolio management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
09/12/2024 - Present
Farther (Englewood CO)
CO
09/01/2015 - 09/18/2017
FIRST FINANCIAL EQUITY CORPORATION (GREENWOOD VILLAGE CO)
CO
11/14/2003 - 08/25/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)
NY
12/20/2002 - 04/09/2003
MONY SECURITIES CORPORATION (NEW YORK NY)
CO
09/10/1999 - 01/09/2003
JAMES WHEELER & CO. INVESTMENTS, INC. (DENVER CO)
OH
08/14/1998 - 09/09/1999
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
GA
01/16/1998 - 07/28/1998
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NJ
06/20/1995 - 12/11/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 10/25/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/16/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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