linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Roger Klion

J.p. Morgan Prime Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Roger? Claim Your Profile

About Roger Klion

Roger Klion is a financial professional with over 14 years of experience in the industry. Currently, Roger is registered with J.p. Morgan Prime Inc. and J.p. Morgan Securities LLC. Roger has held previous roles at J.P. MORGAN CLEARING CORP. and BEAR, STEARNS SECURITIES CORP. as well as BEAR, STEARNS & CO. INC. Roger holds FINRA Series 7, 99, SIE, 24 and 27 licenses and has a demonstrated history of success in the securities industry.

Firm Information

Roger Klion is currently registered with J.p. Morgan Prime Inc.. J.p. Morgan Prime Inc. is a Corporation formed on October 2, 2015, and is approved to operate in New York.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Roger Klion’s Registration & Firm History

NY

06/21/2016 - Present

J.p. Morgan Prime Inc. (NEW YORK NY)

NY

01/24/2012 - 10/01/2016

J.P. MORGAN CLEARING CORP. (BROOKLYN NY)

NY

01/26/2006 - 09/30/2008

BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)

NY

01/13/2006 - 09/30/2008

BEAR, STEARNS & CO. INC. (BROOKLYN NY)

Not sure if Roger Klion is right for you?

Licenses & Designations

BC

Issued 09/28/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/23/2012

Series 27 - Financial and Operations Principal Examination

BC

Issued 08/29/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Roger Klion.
Not sure if Roger Klion is right for you?