Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Kent Ratliff is a financial advisor with over 30 years of experience in the industry. Roger currently works with Raymond James Financial Services Advisors, Inc. and is registered with FINRA and the states of Kansas and Texas. Roger has a wide range of experience and holds several licenses and certifications, including the Series 6, 7, 63, and 66. Roger also has a strong track record of providing financial planning and investment management services to individuals, families, and businesses. Roger’s past employment includes time with Cetera Advisors LLC, Edward Jones, American Brokerage Services, Inc., and First American National Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KS
12/02/2019 - Present
Raymond James Financial Services Advisors, Inc. (GARDEN CITY KS)
KS
01/10/2014 - 12/02/2019
CETERA ADVISORS LLC (GARDEN CITY KS)
KS
05/21/1993 - 01/09/2014
EDWARD JONES (SMITH CENTER KS)
MI
04/11/1991 - 06/11/1993
AMERICAN BROKERAGE SERVICES, INC. (DETROIT MI)
GA
04/03/1990 - 04/01/1991
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BOTH
Issued 12/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1991
Series 7 - General Securities Representative Examination
BC
Issued 04/02/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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