Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger McMinn is a financial professional with over 10 years of experience in the industry. Roger is currently registered with Pershing LLC. Roger's experience includes a previous role with Nationwide Fund Distributors LLC. Roger holds the Series 6, SIE and Series 65 licenses and is registered in the state of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
05/16/2017 - Present
Pershing LLC (JERSEY CITY NJ)
PA
05/21/2009 - 01/05/2017
NATIONWIDE FUND DISTRIBUTORS LLC (KING OF PRUSSIA PA)
IA
Issued 11/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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